Governance of Financial Institutions Ncs C

This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation). Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature. Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions.

1 - Governing Financial Institutions: Law and Regulation, Conduct and Culture
2 - Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds
3 - Comparative Regulation of Corporate Governance in the Insurance Sector
4 - The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective?
5 - Comparative Regulation of Corporate Governance in th e Insurance Sector
6 - Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability
7 - Responsibility of Directors of Financial Institutions
8 - Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation?
9 - Risk, Risk Management, and Internal Controls
10 - Financial Market Infrastructures: The Essential Role of Risk Management
11 - Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality
12 - Corporate Governance, Financial Information and MAR
13 - Engagement of Institutional Investors
14 - State-owned Financial Institutions
15 - Co-operative Banks: A Dutch Experience
16 - Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach
17 - Public Supervision of Behaviour and Culture at Financial Institutions
18 - Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee
19 - Managing Conduct Risk: From Rules to Culture
20 - Conflicts of Interest: Comparing Compliance and Culture in the US and UK
21 - The Venetian Banks Collapse
22 - The Spanish Banking Crisis as a Corporate Governance Problem
23 - Banco Espírito Santo: Anatomy of Banking Scandal in Portugal
24 - Governance Problems in Dutch Financial Institutions from 2007 to-2017

Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford. Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels. Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles.